MGL Consulting Corporation, an industry leader in risk management and business solutions in the financial services industry, is offering FINRA Series 27-28 training in a two-day seminar to prepare attendees for registration examinations and chief financial officer duties.
Houston, TX (PRWEB) April 21, 2008 -- In response to numerous industry requests, MGL Consulting Corporation will sponsor a preparatory FINRA Series 27-28 classroom training session scheduled May 8-9, 2008. This customized, two-day seminar will help prepare attendees to function as a chief financial officer or Financial & Operations Principal of a FINRA member firm and will be held at MGL's headquarters near Houston, TX.
A Financial & Operations Principal (FINOP) oversees a firm's financial and operational activities to ensure they comply with SEC and FINRA responsibility rules and requirements.
The course will be taught by Deirdre Patten, an experienced training professional who has more than 25 years of service in the industry instructing high profile financial firms. In-depth discussions of subject matter provide attendees with insights and the most accurate information currently available for registration examinations.
If you are interested in attending the training in preparation for the Series 27 exam, please complete and fax the Registration Form attached by May 5, 2008. Costs for the two-day course are $650/person including a Continental breakfast and luncheon. Pre-study material may be purchased at MGLU.com.
Please see Hotels for area accommodations.
Based in The Woodlands, TX and founded in 1984, MGL Consulting Corporation is an industry leader in risk management and business solutions offered to broker/dealers, investment advisers and insurance agencies. The firm's industry experts and business professionals have more than 300 years of experience, encompassing hands-on legal, compliance, regulatory, operations, continuing education and accounting disciplines.
For more information on the Series 27-28 class and other risk management and business solutions services visit mglconsulting.com or contact Ilse Farrell, professional Development Specialist at 281-367-0380 x 120.
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